RISK BASED APPROACH & AML-CTF risk assessment in the fund industry
Conférences d’actualité

RBA & AML-CTF risk assessment in the fund industry

,
40
Jours
10
Heures
58
Minutes
36
Secondes
Télécharger (356.34 Ko)

Which are the best practices?

Dear Sir, Madam,

What does a Risk Based Approach mean for you? What should you expect in building a successful training program?
No one can deny that it’s imperative that for executives to accept the risk management process.
Attend this intensive and highly practical one-day training course and learn the best practice techniques to:

  • Understand the latest trends in the legal framework on AML for the Fund Industry
  • Get to know the CSSF publications and regulations and recommendations of the CRF
  • Be aware of the best practices for an Asset Manager

 

Looking forward to welcoming you to this practical training,

Best regards,

Nos intervenants
Anouk DUMONT
Anouk DUMONT
Directeur adjoint
CRF
Bastien COLLETTE
Bastien COLLETTE
Partner
PALANA SA
Claire GUILBERT
Claire GUILBERT
Partner
NORTON ROSE FULLBRIGHT
Fabrice BELLENCONTRE
Senior Associate
ELVINGER HOSS PRUSSEN
Guido KRUSE
Guido KRUSE
Conseiller
CSSF
Hervé Ballone
Hervé Ballone
Chief Compliance Officer MLRO
THE CARLYLE GROUP
Max BRAUN
Max BRAUN
Directeur de la CRF
CELLULE DE RENSEIGNEMENT FINANCIER - CRF
Sophie Dupin
Sophie Dupin
Partner
ELVINGER HOSS PRUSSEN
Sundhevy Debrand
Authorized Manager - Chief Compliance Officer & MLRO
GEN II LUXEMBOURG SERVICES SARL
Objectifs
Pour qui ?
Compétences acquises
Objectifs

 

  • Design and execute effective AML and CTF programmes with this course
  • Enquire into the best practices for the RBA
  • Know and prevent the risks

 

Pour qui ?

 

  • Fund managers
  • Specialist fund managers
  • Conducting officers
  • Accountants
  • Promoters
  • Administrators
  • Tax, financial and legal directors
  • Tax advisors, tax specialists
  • Asset managers
  • Directors of private banking
  • Wealth management advisors
  • Private client managers
  • Lawyers
  • Middle and Back Office Personnel
  • Front Office Sales Personnel
  • Compliance, Risk, Governance Officers
  • Regulators
  • Career Switchers moving into Compliance
  • Administrative Officers
  • Supervisors
  • System developers
  • Risk managers
  • Reporting specialists

 

- Design and execute effective AML and CTF programmes with this course- Enquire the best practices of the RBA- Know and prevent the risks

Programme
RBA & AML-CTF risk assessment in the fund industry

MARCH, 30TH

Chairman

Sundhevy DEBRAND
Authorized Manager
Chief Compliance Officer & MLRO
GEN II LUXEMBOURG SERVICES SARL

8 h 45 Participants’ arrival

Session president’s speech

Legal framework: where do we stand?

  • FATF Guidance for RBA/Securities sector & other FATF guidance
  • EBA Guidelines on AML, as endorsed by CSSF Circular 21/782 »
  • ML/TF Sub-sector Risk Assessment/Collective Investments
  • ALFI Guidelines on Practices and Recommendations aimed at reducing the risk of money laundering and terrorist financing in the Luxembourg Fund Industry
  • EU AML/CFT package

Sophie DUPIN
Partner
Fabrice BELLENCONTRE
Senior Associate
ELVINGER HOSS PRUSSEN

 

Non regulated funds

  • The investment fund industry within the Luxembourg financial sector
  • The Luxembourg toolbox of investment fund vehicles, with a focus on the RAIF and other non-supervised fund vehicles
  • The AML/CFT obligations of the RAIF and other non-supervised fund vehicles, their implementation in practice and the related challenges
  • Towards a unique and common AML/CFT framework for the entire investment fund industry ?

Claire GUILBERT
Partner
or
Manfred DIETRICH
Associé fonds

NORTON ROSE FULLBRIGHT


Coffee-Networking

What are the expectations of the CSSF?

  • CSSF recommendations
  • Due diligence
  • Annual report
  • Offsite supervision
  • Onsite supervision: how to prepare a successful onsite visit?
  • What are the potential risks?

Guido KRUSE
Conseiller
Chef de Division
OPC Contrôles sur place
CSSF

12.30 Session Q&A

12:45

Recommendations of the CRF

Anouk DUMONT
Directeur adjoint
CRF

Coffee break

Selected topics specific to the fund industry

  • Best practices for Asset Managers
  • Reviewing the adequacy of the qualification of the proposed RR/RC
  • RC/RR obligations
  • Important clarifications for RAIFs for RR and RC appointments

Hervé BALLONE
Conducting Officer
CARLYLE

Bastien COLLETTE
Partner
PALANA SA

16 h15 End of conference

RBA & AML-CTF risk assessment in the fund industry
26438

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