Conférences d’actualité

Anti-Money Laundering & practical questions

Current regulations, tips and tricks

,
40
Jours
10
Heures
58
Minutes
36
Secondes
Ref
26464

Abilways Luxembourg invites you to the "Anti-money Laundering & Practical questions" conference in Luxembourg on March 29, 2023.

It’s our pleasure to share the program for the last conference on Anti-Money Laundering (AML) in 2023.

The event is open to specialized AML practitioners and to banking and financial industry members.

We aim to present and discuss the vital topics for 2022 and to prepare for 2023, particularly after the FATFA’s visit on November in Luxembourg.

The purpose of this new edition is to focus on:

- CRF recommendations

- Current and future expected regulation: tax fraud, AMLA, freezing assets…

- To discuss the practical impacts of AML for the banking and fund industries

We look forward to seeing you.

Intervenants
Nos intervenants
Amélie BRY
ABILWAYS LUX
Andre LUTGEN
Avocat à la Cour - Partner
LUTGEN + Associés
Jacques Linon
Partner
Ernst & Young Tax Advisory Services S.à r.l.
Michael WEIS
Partner
PWC
Max BRAUN
Max BRAUN
Directeur de la CRF
CELLULE DE RENSEIGNEMENT FINANCIER - CRF
Sandra BIRTEL
Avocate
Barreau de Luxembourg
Christophe BECUE
Conducting Officer - Governance, Compliance & Risk Management
EASTSPRING INVESTMENTS
Sylvain Aubry
Chief Compliance Officer
Mitsubishi UFJ Investor Services & Banking
Julien LEROY
Senior Legal Adviser
The Luxembourg Bankers' Association (ABBL)
Guido KRUSE
Guido KRUSE
Conseiller
CSSF
Anouk DUMONT
Anouk DUMONT
Directeur adjoint
CRF
Alice Lehnert
DELOITTE
Emmanuel REVEILLAUD
KAUFHOLD & REVEILLAUD
Giovanni CATALDI
Vice-président, Officier de direction
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A R.L.
Objectifs

  • Master the latest amendments of the AML regulations
  • Incorporate authorities’ recommendations into your practice
  • Anticipate the practical questions following the implementation of the new Compliance requirements

Public
  • Compliance Officers
  • AML Officers in banks, insurance companies, investment funds
  • Head of Compliance, Compliance Analyst, AML Compliance
  • Auditors
  • Accountants, chartered accountants
  • CEOs
  • Head of legal, head of audit division, head of internal oversight
  • Sales departments Managers
  • Agency Managers
  • International transactions Managers
  • Bankers, insurers, financiers
  • Lawyers
  • Wealth Managers

Programme
Anti-Money Laundering & practical questions

March 29, 2023 - LUXEMBOURG
Chairman:
Christophe Becue
Conducting Officer – Compliance – MLRO / RC
Innpact Fund Management SA

What are the recommendations of the CRF ?

Max Braun
Director
CRF

Highlights of the CSSF’s 2022-2023 AML/CFT for the collective investment sector

- What’s new on the AML/CFT front in the Luxembourg collective investment sector?
- A look behind the scenes of AML on-site inspections in the collective investment sector

Guido KRUSE
Head of Division for the on-site AML inspections for the collective investment sector
CSSF

International financial sanctions and freezing assets: what are the main measures in Luxembourg in 2022 ?

  • Law on the management and recovery of seized assets: what are the main provisions and operational consequences ?

  • EU economic sanctions against Russia: what are the main impacts ?

André LUTGEN
Avocat à la Cour - Partner
LUTGEN + ASSOCIES


Coffee-networking


Hot topics and regulatory matters

  • Transposition of the 5th directive
  • Last clarifications for the Luxembourg fund industry on AML/CFT requirements
  • What about the 6th directive and other regulations
  • The EU AML Pack (AMLA)

Michael WEIS
Partner
PWC


Lunch


Anti-Money laundering & practical questions


Round table- selected topics on AML for the fund industry

  • Deep dive in AML/CFT annual schedule for funds
  • IFM feedback in handling CSSF 21/788 circular with external auditors
  • AML/CFT on assets status update
  • Beyond the appointment of RR/RC functions: the partition of work and responsibilities
  • KYI & KYC - and the future role of technology
  • AML/CFT in the context of Alternative products retailisation

Christophe BECUE
& Giovanni CATALDI
Conducting Officer (and RC)
AllianceBernstein luxembourg SARL

Alice LEHNERT
Director Forensic & Financial Crime
DELOITTE


Selected topic on AML

  • Draft EC AML regulation: issues at stake for bankers
  • AML and ESG: where do we stand and where will we go ?

Julien LEROY
Senior Legal Adviser
ABBL

Sylvain AUBRY
Chief Compliance Officer
MITSUBISHI UFJ INVESTOR SERVICES & BANKING

AML/CFT inspection from CSSF, focus on process and administrative sanction

  • Overview on process, deadlines, and terms
  • Tips and operational advice

Emmanuel RÉVEILLAUD
Avocat à la Cour - Partner

Sandra BIRTEL
Partner
KAUFHOLD & REVEILLAUD

Coffee-networking

Tax fraud and AML : evolution, application practice and impacts of the new rules

Which tax indicators to consider and how to integrate them in onboarding and on-going checks?

How do they differ for the fund business (circ 20/744) ?

  • What are key lessons learnt from the impact assessments, remediation plans and recent controls ?
  • How do procedures and testing under AML tax rules also interact with DAC 6 MDR and Fatca CRS testing requirements ? To what extent can this be automated ?

How should compliance officers position on these tax matters without being highly experienced tax specialists ?

Jacques LINON
Partner

Banking and Insurance tax sector Leader
EY Tax Advisory Services SARL

Q&A

Closing speech